The U.S. Commodity Futures Trading Commission's (CFTC) Division of Swap Dealer and Intermediary Oversight today issued a Staff Advisory to remind Futures Commission Merchants and Introducing Brokers of their compliance obligations to report suspicious activities to the Financial Crimes Enforcement Network, a bureau of the U.S. Department of Treasury. Source link Tags: steve azoury,life insurance,annuities,investment,insurance,financial planning,steven azoury,northwestern mutual financial network,financial advisors,azouy financial,investment services
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